A Post from a Year Ago: Polybius and Plato on Government Cycles

A year ago this Tuesday I found myself contemplating a bottle of bourbon and Polybius.

Polybius, Histories 6.4

“The proof that what I have said is true comes from the following. It must not be asserted that every well-made government is a principality, but only the government which is assented to voluntarily and which is governed by reason rather than fear and force. Nor should we consider every oligarchy to be an aristocracy: the latter emerges only when men rule because they are the most just and the most prudent. In a similar way, a true democracy is not that in which the majority has the power to do whatever it wants, but what counts is if the will of the majority enforces observance of its traditional laws, honor to the customary laws, duty to parents, respect to elders, obedience to the laws—then it is right to call a state a democracy.

From this, we can isolate six types of government: the three I have just mentioned and three additional, related forms, monarchy, oligarchy, and mob rule. The first of these, monarchy, arises naturally, and without machination. The second follows it and develops from it with preparation and adjustment. Once this has transformed into the evil form akin to it, tyranny, and aristocracy develops from the dissolution of both. When aristocracy devolves into oligarchy as is natural, and the people turn into rage over the injustice of their leaders, democracy emerges. Over time, mob-rule develops from outrage and illegality. Anyone can understand clearly from this pattern that the things I am saying now are true, based on the nature of each government in its origins and its evolution.”

polybius

ὅτι δ᾽ ἀληθές ἐστι τὸ λεγόμενον ἐκ τούτων συμφανές. [2] οὔτε γὰρ πᾶσαν δήπου μοναρχίαν εὐθέως βασιλείαν ῥητέον, ἀλλὰ μόνην τὴν ἐξ ἑκόντων συγχωρουμένην καὶ τῇ γνώμῃ τὸ πλεῖον ἢ φόβῳ καὶ βίᾳ κυβερνωμένην: [3] οὐδὲ μὴν πᾶσαν ὀλιγαρχίαν ἀριστοκρατίαν νομιστέον, ἀλλὰ ταύτην, ἥτις ἂν κατ᾽ ἐκλογὴν ὑπὸ τῶν δικαιοτάτων καὶ φρονιμωτάτων ἀνδρῶν βραβεύηται. [4] παραπλησίως οὐδὲ δημοκρατίαν, ἐν ᾗ πᾶν πλῆθος κύριόν ἐστι ποιεῖν ὅ, [5] τι ποτ᾽ ἂν αὐτὸ βουληθῇ καὶ πρόθηται παρὰ δ᾽ ᾧ πάτριόν ἐστι καὶ σύνηθες θεοὺς σέβεσθαι, γονεῖς θεραπεύειν, πρεσβυτέρους αἰδεῖσθαι, νόμοις πείθεσθαι, παρὰ τοῖς τοιούτοις συστήμασιν ὅταν τὸ τοῖς πλείοσι δόξαν νικᾷ, τοῦτο καλεῖν δεῖ δημοκρατίαν. διὸ καὶ γένη μὲν ἓξ εἶναι ῥητέον πολιτειῶν, [6] τρία μὲν ἃ πάντες θρυλοῦσι καὶ νῦν προείρηται, τρία δὲ τὰ τούτοις συμφυῆ, λέγω δὲ μοναρχίαν, ὀλιγαρχίαν, ὀχλοκρατίαν. [7] πρώτη μὲν οὖν ἀκατασκεύως καὶ φυσικῶς συνίσταται μοναρχία, ταύτῃ δ᾽ ἕπεται καὶ ἐκ ταύτης γεννᾶται μετὰ κατασκευῆς καὶ διορθώσεως βασιλεία. [8] μεταβαλλούσης δὲ ταύτης εἰς τὰ συμφυῆ κακά, λέγω δ᾽ εἰς τυραννίδ᾽, αὖθις ἐκ τῆς τούτων καταλύσεως ἀριστοκρατία φύεται. [9] καὶ μὴν ταύτης εἰς ὀλιγαρχίαν ἐκτραπείσης κατὰ φύσιν, τοῦ δὲ πλήθους ὀργῇ μετελθόντος τὰς τῶν προεστώτων ἀδικίας, γεννᾶται δῆμος. [10] ἐκ δὲ τῆς τούτου πάλιν ὕβρεως καὶ παρανομίας ἀποπληροῦται σὺν χρόνοις ὀχλοκρατία. [11] γνοίη δ᾽ ἄν τις σαφέστατα περὶ τούτων ὡς ἀληθῶς ἐστιν οἷα δὴ νῦν εἶπον, ἐπὶ τὰς ἑκάστων κατὰ φύσιν ἀρχὰς καὶ γενέσεις καὶ μεταβολὰς ἐπιστήσας.

anaklosis

Later in the year, I read a slightly disturbing piece comparing the views of Steve Bannon and Plato concerning movements in governments. Without comment on this, a friend asked me about the same basic passage from Plato, because it was discussed on the BBC:

The passage at the center of this appears to be as follows:

Plato, Republic  564a

“It is likely, I said, that tyranny emerges out of no other state except for democracy—the greatest and most savage servitude emerges, I suppose, from the greatest freedom.”

Εἰκότως τοίνυν, εἶπον, οὐκ ἐξ ἄλλης πολιτείας τυραννὶς καθίσταται ἢ ἐκ δημοκρατίας, ἐξ οἶμαι τῆς ἀκροτάτης ἐλευθερίας δουλεία πλείστη τε καὶ ἀγριωτάτη.

The problem with the discussions, however, is that Plato’s interlocutors take a very long time to get to this point: the discussion about the four types of government starts at 544a  So picking out this single passage is kind of like watching one series of the Superbowl and thinking you know the whole game.

(And, as an aside, plucking any bit out of its context in a Platonic dialogue is a little dodgy. [And I say this with authority as someone whose hobby is taking quotations out of context.] I am not a Platonist, but I have read enough to know that each dialogue presents its own development of arguments, essentially a self-contained universe of ideas. The dialogues do interrelate, but an idea projected in one is not a universal assertion. This is especially true in the Republic.]

Much earlier in the piece, Plato starts to discuss democracy. His issue has to do with the importance of money:

Rep. 555b

“Therefore, I said, this sort of manner facilitates the change from oligarchy into democracy, through the insatiable pursuit for its proposed good, that there be as much wealth as possible?”

How’s that?

I guess I mean that when those who rule in a state rule because they possess much, they are not willing to restrain by law however many of the youth are unhindered, to prevent them from spending and wasting their own wealth, because they hope that by acquiring and lending money on their possessions, they might become even wealthier still and more honored.

Ah, alright.

Therefore it is clear in this city that it is impossible to honor wealth and obtain sufficient wisdom among the citizens at the same time, but, rather, it is necessary to care for one or the other?

Ok, he said, that seems right.”

Οὐκοῦν, ἦν δ’ ἐγώ, μεταβάλλει μὲν τρόπον τινὰ τοιόνδε ἐξ ὀλιγαρχίας εἰς δημοκρατίαν, δι’ ἀπληστίαν τοῦ προκειμένου ἀγαθοῦ, τοῦ ὡς πλουσιώτατον δεῖν γίγνεσθαι;

Πῶς δή;

῞Ατε οἶμαι ἄρχοντες ἐν αὐτῇ οἱ ἄρχοντες διὰ τὸ πολλὰ κεκτῆσθαι, οὐκ ἐθέλουσιν εἴργειν νόμῳ τῶν νέων ὅσοι ἂν ἀκόλαστοι γίγνωνται, μὴ ἐξεῖναι αὐτοῖς ἀναλίσκειν τε καὶ ἀπολλύναι τὰ αὑτῶν, ἵνα ὠνούμενοι τὰ τῶν τοιούτων καὶ εἰσδανείζοντες ἔτι πλουσιώτεροι καὶ ἐντιμότεροι γίγνωνται.

Παντός γε μᾶλλον.

Οὐκοῦν δῆλον ἤδη τοῦτο ἐν πόλει, ὅτι πλοῦτον τιμᾶν καὶ σωφροσύνην ἅμα ἱκανῶς κτᾶσθαι ἐν τοῖς πολίταις ἀδύνατον, ἀλλ’ ἀνάγκη ἢ τοῦ ἑτέρου ἀμελεῖν ἢ τοῦ ἑτέρου;

᾿Επιεικῶς, ἔφη, δῆλον.

Παραμελοῦντες δὴ ἐν ταῖς ὀλιγαρχίαις καὶ ἐφιέντες ἀκολασταίνειν οὐκ ἀγεννεῖς ἐνίοτε ἀνθρώπους πένητας ἠνάγκασαν γενέσθαι.

(It is interesting that the anti-financial aspect of this dialogue is praised by few…) Plato’s vision of political change is not merely shaped by an aristocratic prejudice against new money, but it is also conditioned by Athenian and local Greek histories. His sample sizes are not large enough! The political cycles envisioned by the later historian Polybius seem a lot more realistic and pertinent, to my taste.

What the World Needs Now: Two Ears, One Mouth

On using twitter and the internet to trace the history of a cherished proverb; or, on the birth of a t-shirt.

Last fall, I noticed the Paul Holdengraber‘s 7-word autobiography from brainpickings.org.: “Mother always said: Two Ears, One mouth.” The phrase bounced around in my head a bit–it has that aphoristic perfection of brevity and familiarity. So, I reached out to Paul over twitter and told him it sounded like something from a Greek philosopher like Heraclitus.

Proverbs have a special place in language and society cross-culturally–they strike a promise of insight that demands  contemplation or explanation. They also have an air of authority and antiquity, even when they actually possess neither. And, unlike longer, less anonymized forms of language, they are repeated, borrowed, and stolen without end.

My late father was a great aphorist–perhaps missing him is part of why Paul’s tweet stuck with me. Most of my father’s words, however, were far more Archie Bunker than Aristotle. Those I can repeat were likely taken from his own father, a Master Sargent in WW2 who died a decade before I was born. The tendency to inherit and pass down proverbs is something I only really noticed when I had children and found myself ‘quoting’ (or becoming?) my father (“if you take care of your equipment it will take care of you”) or my grandmother (cribbing Oscar Wilde: “Only boring people get bored”).

So, when Paul thought it would be a gas if we actually translated his mother’s words into ancient Greek (and eventually Latin), I was ready. I got help from some great Classicists too. We came up with a few versions.

First, I went with classical rhetoric, a close antithesis: μήτηρ ἀεὶ ἔφη ὦτα μὲν δύο, ἕν δὲ στόμα. But our friend the Fantastic Festus argued that Heraclitus or Hesiod would not use use μὲν and δὲ so, so he suggested losing them for something like this:

μήτηρ ἀεὶ ἔφη ὦτα δύο, ἕν στόμα [“mother always used to say two ears, one mouth”]

This gave us Paul’s mother’s advice in seven Greek words and his mother’s advice. But this didn’t get us out of trouble. The critic, author and Classicist Daniel Mendelsohn suggested hexameters and from across the Atlantic the extraordinary Armand D’Angour obliged with a composition of his own:

ῥᾴδιόν ἐστι Λόγον τε νοεῖν ξυνετόν τε ποιῆσαι·
τοῦτο γάρ ἐστι βροτῶν, ἓν στόμα τ᾽, ὦτα δύο.

[Literally, this is “it is easy to know the Logos and make it understood: Mortals have this [character]: one mouth and two ears” Go to the full post for all the compositional glory and an appearance from Salman Rushdie].

At this point, I felt like I had entertained myself on a Saturday morning, involved my internet friends in a silly, though somewhat academic caper, and done a favor for a new friend to please the spirits of parents no longer with us. But the world wide web had a a plot twist I should have thought of.

Ancient Greek and Roman authors and scholars loved proverbs. Writers like Zenobius and Photius made collections and interpretations of them. The Byzantine Encyclopedia, the Suda, uses the word for proverb (in Greek paroimia) over 600 times and presents nearly as many distinct proverbs. (Many of which are wonderful.) And in the modern world, we have an entire academic field dedicated to the study of proverbial sayings: paroemiology. Let me tell you, we could have used en expert last fall.

While we were playing around with translations, one of our ‘players’, the grand Gerrit Kloss, let us know we were, to use a proverbial saying, reinventing the wheel. Zeno, the Cynic philosopher, was credited with this saying over two thousand years ago:

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